-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KBclcrUCUXA/dK3XuT4hyqc20AA2KqV8ILyBmbTUq1IICijpfrQLbau26hDCf80v eEAl/b6AhQK7ClFpjWYafw== 0000903423-01-000005.txt : 20010122 0000903423-01-000005.hdr.sgml : 20010122 ACCESSION NUMBER: 0000903423-01-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEYSPAN CORP CENTRAL INDEX KEY: 0001062379 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 113431358 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54403 FILM NUMBER: 1502254 BUSINESS ADDRESS: STREET 1: 175 EAST OLD COUNTRY ROAD CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5167556650 MAIL ADDRESS: STREET 1: ONE METROTECH CENTER CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: MARKETSPAN CORP DATE OF NAME CHANGE: 19980526 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CATER ALLEN INTERNATIONAL LTD CENTRAL INDEX KEY: 0001130065 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 TRITON SQ STREET 2: LONDON CITY: ENGLAND NW1 3DU STATE: X0 ZIP: 00000 BUSINESS PHONE: 4412073839300 MAIL ADDRESS: STREET 1: 1 TRITON SQ STREET 2: LONDON CITY: ENGLAND NW1 3DU STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: CARTER ALLEN INTERNATIONAL LTD DATE OF NAME CHANGE: 20001215 SC 13G 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* KeySpan Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 49337W10 CUSIP NUMBER) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. **The CUSIP number provided is assigned to the American Depository Receipts representing shares of ordinary stock of the Issuer. The shares reported herein by the reporting person are held in the form of Ordinary Shares. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "1934 Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 49337W10 13G 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cater Allen International Limited 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 9,400,000 6. SHARED VOTING POWER None. 7. SOLE DISPOSITIVE POWER 9,400,000 8. SHARED DISPOSITIVE POWER None. 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,400,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.98% 12. TYPE OF REPORTING PERSON* CO *SEE INSTRUCTION BEFORE FILLING OUT! 14. CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) SCHEDULE 13G ITEM 1 (a) Name of Issuer: KeySpan Corporation ITEM 1 (b) Address of Issuer's Principal Executive Offices: KeySpan One MetroTech Center Brooklyn, NY 11201-3850 ITEM 2 (a) Name of Persons Filing: Cater Allen International Limited ITEM 2 (b) Address of Principal Business Office or, if none, Residence: 1 Triton Square London NW1 3DU England ITEM 2 (c) Citizenship: U.K. ITEM 2 (d) Title of Class of Securities: Common Stock ITEM 2 (e) CUSIP NUMBER: 49337W10 ITEM 3 If this statement is filed pursuant to Rules 13d-1(b), 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19)of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940; (e) [ ] Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] Employee Benefit Plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F); (g) [ ] Parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4 Ownership. (a) Amount beneficially owned: 9,400,000 (b) Percent of Class: 6.98% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 9,400,000 (ii) shared power to vote or to direct the vote: none (iii) sole power to dispose of or to direct the disposition of: 9,400,000 (iv) shared power to dispose of or direct the disposition of: none ITEM 5 Ownership of Five Percent or Less of a Class. Not Applicable ITEM 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable. ITEM 8 Identification and Classification of Members of the Group. Not Applicable ITEM 9 Notice of Dissolution of Group. Not Applicable ITEM 10 Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. /s/ David Hopton - ---------------------- Signature After reasonable inquiry and to the best of my knowledge and belief I certify that the information set forth in this statement is true, complete and correct. Date: January 5, 2001 Cater Allen International Limited /s/ David Hopton - ---------------------- Name: David Hopton Title: Director -----END PRIVACY-ENHANCED MESSAGE-----